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Textbook Proof

Recall Theorem 3.2 reproduced in section 4. We restate it here as:

Theorem 3.2 The automaton of Theorem 3.1 has the least number of states of any automaton accepting , and any automaton accepting with this minimum number of states is isomorphic to .

There are several notable points about this theorem and its proof that bear on their formalization. First, notice that the statement of the theorem refers to which is defined in the proof of Theorem 3.1. This is a very economical device, but it is more common to make such definitions explicit as we do with lang_auto. This defines an automaton given a function to define the final states. The definitions are

Language

Language
Let us review the proof exactly as written in [17].

Proof. In the proof of Theorem 3.1 we saw that any finite automaton accepting defines an equivalence relation which is a refinement of . Thus the number of states of is greater than or equal to the number of states of of Theorem 3.1. If equality holds, then each of the states of can be identified with one of the states of . That is, let be a state of . There must be some in , such that , otherwise could be removed from , and a smaller automaton found. Identify with the state of . This identification will be consistent. If , then, by Theorem 3.1, and are in the same equivalence class of . Thus Qed

Notice that the properties of are proved in the context of this specific theorem. There is no effort to abstract them as general principles. So, for example, the notion of isomorphism is only mentioned in the proof, but never defined. We make this explicit in Automata_4 discussed below. In addition the key argument that any automaton accepting defines a refinement of is a observation from the proof of Theorem 3.1 that is not stated as a separate fact. And the consequence that the number of states of is greater than the number of is an important general fact that is not abstracted from the theorem. We state these as separate theorems card_le and card_ge.

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A notable point about this Hopcroft and Ullman proof is that while it is based on a nice idea, it is flawed because key details are omitted. The correspondence between states is not shown to be an isomorphism. (Hopcroft and Ullman don't hint at the proof they have in mind.) Failing to prove this led them to insert a derivative fact, namely that the automaton is connected. This is not necessary. Let us outline their argument again.



Next: Filling in Gaps Up: State Minimization Previous: State Minimization


karla@cs.cornell.edu
Wed Jul 2 08:55:38 EDT 1997